经济理论与经济管理 ›› 2010, Vol. ›› Issue (10): 41-45.

• 金融研究 • 上一篇    下一篇

主权信用评级与金融安全

黄余送1, 黄光磊2   

  1. 1. 安徽省社会科学院, 合肥, 230053;
    2. 中国银行江苏省分行, 南京, 210000
  • 收稿日期:2010-09-06 出版日期:2010-10-16 发布日期:2012-03-01
  • 基金资助:
    国家社会科学基金项目(10CJY077),国家社会科学基金(10CJY064);教育部人文社会科学基金(09YJC790152)

SOVEREIGN CREDIT RATING AND FINANCIAL SECURITY

HUANG Yu-song11, HUANG Guang-lei22   

  1. 1. Anhui Academy of Social Science, Hefei 230053, China;
    2. Bank of China, Jiangsu Branch, Nanjing 210000, China
  • Received:2010-09-06 Online:2010-10-16 Published:2012-03-01

摘要: 本文分析了金融开放条件下主权信用评级波动对金融市场安全的影响和传递机制,探讨了主权信用评级、国际投资银行以及投资者预期等因素在国际金融危机中扮演的角色,并从加强对外资机构在华信用评级业务范围和评级流程的监督管理、推进中国信用评级机构国际化建设、理顺评级过程中所涉各方利益、探索投资者的法律保障等5个方面,就促进中国主权信用评级公正和稳定提出建议。

关键词: 金融开放, 主权信用评级, 金融安全

Abstract: This article examines the impact of the fluctuation of sovereign credit rating on the security and the delivery mechanism of the financial market in the stage of financial opening,and discusses the different roles that sovereign credit rating,international investment banks and investors' expectation play in the international financial crisis.Moreover,the article,from the following four perspectives,puts forward suggestions for improving fair sovereign credit rating in China and keeping its stability:(1) strengthening supervision and regulation regarding the business areas and credit rating procedures of foreign financial institutions operating in China;(2) encouraging the internationalization of Chinese credit rating agencies;(3) balancing the interests of different parties in credit rating;(4) searching for legal protection for investors.

Key words: financial opening, sovereign credit rating, financial security

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