经济理论与经济管理 ›› 2022, Vol. 42 ›› Issue (12): 77-93.

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知识产权保护“双轨制”与企业出口技术复杂度

  

  1. 1   浙江财经大学经济学院;    2  南开大学经济学院国际经济研究所;    3  南开大学跨国公司研究中心。
  • 出版日期:2022-12-16 发布日期:2023-01-06
  • 基金资助:
    本文得到了国家自然科学基金(71973071和71773056)、国家社会科学基金重大项目(20&ZD069)的资助。

“DUAL TRACK” OF INTELLECTUAL PROPERTY PROTECTION AND ENTERPRISE'S EXPORT SOPHISTICATION

  1. 1 School of Economics,Zhejiang University of Finance and Economics;
    2 Institution of International Economics,School of Economics,Nankai University;
    3 Multi-national Corporation Research Center,Nankai University
  • Online:2022-12-16 Published:2023-01-06

摘要: 统计数据显示,中国知识产权保护指数位居世界50名以后,而中国出口技术复杂度则位居世界前列。这与制度与贸易的经典文献不符。本文从中国特色的知识产权保护“双轨制”制度视角对上述背离进行了审视。基于专利司法保护和专利行政保护数据,本文发现行政保护在知识产权司法保护不足的条件下发挥了提升企业出口技术复杂度的重要作用;与此同时,专利司法保护和行政保护存在一定的协调不足问题。从影响机制看,知识产权保护主要通过自主创新路径提升了企业出口技术复杂度。异质性分析结果显示,专利司法保护和行政保护对不同地区和不同行业企业出口技术复杂度的影响存在较大差异。本文有效回答了中国知识产权保护与出口技术复杂度的背离问题,有助于深化对中国知识产权保护制度结构性特征及其贸易效应的认识,从而为进一步推进中国知识产权制度改革提供一定启示。

关键词: 知识产权保护, 双轨制, 司法保护, 行政保护, 出口技术复杂度

Abstract: Empirical facts show that China has the abnormal phenomenon of low level of intellectual property protection with high level of export sophisticationFrom the perspective of the special “dual track” system of intellectual property protection,this paper provides a reasonable explanation for the above abnormal phenomenonBased on the data of judicial patent protection and administrative patent protection,this paper finds that only administrative patent protection can enhance enterprises' export sophistication,thus administrative protection has played an important role in enhancing enterprises' export sophistication under conditions of insufficient judicial protection of intellectual property rightsHowever,judicial patent protection and administrative protection can't be performed coordinatelyFrom the perspective of mechanism,intellectual property protection has increased enterprises' export sophistication mainly through independent innovationThe results of heterogeneity analysis show that the impact of judicial patent protection and administrative protection on enterprises' export sophistication is different across regions and industriesThis study effectively answers the question of the deviation between China's intellectual property protection and the export sophistication,which is helpful to deepen the understanding of the structural characteristics of China's intellectual property protection system and its trade effects,so as to provide some enlightenment for further promoting the reform of China's intellectual property system

Key words: intellectual property protection, dual track system, judicial protection, administrative protection, export sophistication