Economic Theory and Business Management ›› 2014, Vol. 34 ›› Issue (11): 57-71.

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STUDY ON POLICY DEPENDENCE SYNDROME IN EMERGING INDUSTRIES ——Empirical Analysis from the Perspective of Local Government Subsidies

HAN  Chao   

  1. Center for Industrial and BusinessOrganization, Dongbei
    University of Finance and Economics, Dalian, Liaoning 116025, China
  • Received:2014-06-10 Online:2014-12-02 Published:2014-11-16

战略性新兴产业政策依赖性探析
——来自地方政府补贴视角的实证检验

韩超   

  1. 东北财经大学产业组织与企业组织研究中心,辽宁大连116025
  • 作者简介:韩超(1984—),男,山东东平人,东北财经大学产业组织与企业组织研究中心助理研究员,经济学博士。
  • 基金资助:

    教育部人文社科基金项目(13YJC790035);国家自然科学基金青年项目(71303034);东北财经大学优秀科研创新人才项目(DUFE2014R02)

Abstract: The development of strategic emerging industries have been supported widely by all levels of governments, the subsidy policies also can be reflected in this processThis paper analyzes the strategic emerging industries from Wind database, with the data such as government subsidies, investment in R&D from annual reportThen this paper introduces area dummy variables and regional economic variables gradually, and researches into the selection and implementation mechanism of government subsidy synthetically based on Heckman selection modelAs proved in this paper, actions of local governments are diversityLocal government is apt to support the weakAlso this is the basis of policydependent syndromeMeanwhile, local governments encourage innovation and employment, which is part of performance appraisal from central government, which is influenced by economic status among regionsAlso it has shown that, local government subsidy has strong preference for ownership types, while the probability, the number and the subsidy rate of the central stateowned enterprises are significantly lower than other typesThis means that there are much more problems between local governments and central stateowned enterprise

Key words: emerging industries , subsidies preferences , policy dependent , Heckman selection model

摘要: 战略性新兴产业发展受到各级政府普遍扶持,扶持过程处处存在政府的影响,是研究政府行为的良好载体。为此,本文以战略性新兴产业为研究对象,以海克曼(Heckman)两步选择模型为基础分析地方政府补贴选择以及补贴实施机制,并考察其区域效应、省际效应及具体地区经济特征的影响。本文研究表明,地方政府行为具有多样性,其具有显著的扶持弱者行为取向,这是政策依赖的重要因素,这一影响机制受地区经济发展因素的影响,存在显著的区域差异。研究还表明,地方政府补贴行为具有较强的所有制类型偏好,中央国有企业受到补贴的概率、补贴数量及补贴程度显著低于其他所有制,其中蕴含着地方政府与中央国有企业之间的诸多问题。

关键词: 战略性新兴产业 , 补贴偏好 , 政策依赖 , 海克曼选择模型