Abstract: There are two roads leading to an innovation-oriented country. The one is promotion of bottom-up technological innovation and the other is technological innovation through generic technology by the top-down innovation. The choice of the road is an important topic of the systematic upgrading of industrial base. The cooperation game analysis presents that forming the top-down innovation through R&D difficulty of breaking generic technologies is a solution to the innovation state transition path.

Key words: innovative country, hierarchy structure, generic technology, path choose

摘要： 向创新型国家转型存在着"两条道路"之争:由专有技术创新推动共性技术创新所形成的自下而上创新道路和通过共性技术创新引领专有技术创新形成的自上而下创新道路。选择何种道路是确保我国产业实现系统性升级的重要命题。基于层次结构的合作博弈分析显示,通过突破共性技术的研发困境形成自上而下的创新是向创新型国家转型的根本路径。

关键词: 创新型国家, 层次结构, 共性技术, 路径选择