经济理论与经济管理

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企业能力提升路径研究*——系统内生效应还是能人效应

王凤彬,郑晓杰,刘露露#br#   

  1. 中国人民大学商学院
  • 出版日期:2019-03-16 发布日期:2019-03-20
  • 基金资助:
    本文得到中国人民大学科学研究项目重大基础研究计划“中国大型企业组织体制转型及路径创造研究”(13XNL004)的资助。

A STUDY ON THE PATHS OF ORGANIZATIONAL CAPABILITY ENHANCEMENT——Endogenous Effect within the Capability System or Agency Effect#br#

WANG Fengbin, ZHENG Xiaojie, LIU Lulu   

  1. School of Business, Renmin University of China
  • Online:2019-03-16 Published:2019-03-20

摘要: 企业能力系统是一个典型的复杂适应系统。现有研究多停留在理论探讨层面,缺乏基于经验数据的深度分析和过程机制解释,且未关注当系统内在联系缺失时是否需要人为力量的介入。本文将结构观与能人观结合起来,采用嵌入式多案例研究方法,通过对能力要素间关系的块模型网络分析,识别其整体架构、区块构成及块间相生相克关系,并构建出生克力的四个关系变量,然后结合该能力要素是否处于主循环中以及是否依赖主体能动性等条件进行模糊集定性比较分析(fsQCA)。研究发现企业能力提升存在“势效应”“围魏救赵”“假手于人”“抽薪止沸”和“和谐制衡”五种路径;领导者主体能动性的发挥具有“双刃剑”作用,既能助推内在力量薄弱或欠缺的能力要素尽快达成能力提升的效果,同时又潜存着扰乱相关要素之间被克与克他关系平衡的副作用,长期来看会破坏能力系统整体的运行秩序。企业需要根据特定要素与相关要素间内在的关联特征以及主体能动性对联结关系的影响,在生克关系协同利用与必要干预中创造出全局良性循环的效果,确保企业能力得到整体提升。

关键词: 企业能力系统 , 相生相克 , 五行学说 , 主体能动性 , 定性比较分析

Abstract: Although scholars have recognized that the organizational capability system is a typical complex adaptive system, most research remains at the theoretical level and lacks both indepth analysis based on empirical data and process explanation on underlying mechanisms. Current research seldom investigates the role of external interfering forces when internal links are absent. Combining structural view with agency perspective and adopting an embedded multicase study, this paper identifies the overall structure of capability system and its constituent blocks, then defines the enabledandenabling or constrainedandconstraining relationship between blocks, bringing about four relational variables as primary antecedents for capability level. Conjoining these four variables with their respective stage, whether they are present in the main cycle of capability system and top managers agency, we conduct a fuzzyset qualitative comparative analysis (fsQCA). Results demonstrate that several paths to enhance the organizational capability exist. We also find that top managers agency is a “doubleedged” sword. On the one hand, it promotes capability elements whose internal strength is weakOn the other hand, it disturbs the balance between related elements and will destroy the overall capability system in the long run. Firms need to create a global virtuous circle based on the intrinsic relationship between different elements in order to enhance organizational capability system.

Key words: organizational capability system , enable and constraint , fivestage theory , agency , QCA